Saturday, August 20, 2016

FINRA accuses broker of inappropriate trades, charging retiree $376,000

NEW YORK (Reuters) - The Financial Industry Regulatory Authority accused a New York broker of unfairly charging a 72-year-old retiree $376,000 in fees and commissions after he made repeated unauthorized trades of her blue-chip Colgate-Palmolive Co stock.


from Reuters: U.S. http://ift.tt/2b3Yg7i

No comments:

Post a Comment